Close
NBFS-X10
PGDM-PT 2010-13: Term-VIII

Course Name : Non Banking Financial Services


Credits 3.0
Faculty Name Dr Soumya G Deb
Program EXPGP(WE)
Academic Year and Term 2010-13 batch
Term -8


1. Course Description: Financial Services are the services provided by finance industry encompassing a broad range of organizations that deal with the management of money. Among these organizations are banks, credit card companies, credit rating companies, insurance companies, consumer finance companies, stock brokerages, investment funds and some government sponsored enterprises. The objective of this course will be to impart the basic understanding of the way the institutions apart from banks and insurance companies (these being already addressed in separate courses) structure, market and deliver some of these services. The course will help the participants to obtain a holistic and better understanding of the financial services industry.

2. Student Learning Outcomes

· Be able to : have basic idea about what some of the important financial service providers are apart from banks

· Be able to …. have an idea about how these institutions structure , market and deliver some of their services · Be able to … have holistic idea about financial services industry

B. Readings :

[1] Class discussion slides: Slides will be elaborate and made available to the students for reference
[2] Financial Services, M Y Khan, 4th ed, Tata Mcgraw Hill
[3] Financial Services , N P Tripathy, latest edition , Prentice Hall of India
[4] Financial Services by T Siddaiah , latest edition, Pearson Education
[5] Financial Institutions and Markets by F Mishkin, and S Eakins (Pearson Education )
[6] Invetsment Banking by Pratap Subramanium, Tata Mcgraw Hill
[7] Investment banks, hedge Funds and Private equity by David P Stowell, The New Paradigm.
[8] Financial Markets and Institutions, 3rd Edition, by Anthony Saunders and Marcia Cornett, (Tata McGraw Hill).
[9] Foundations of Financial Markets and Institutions, 3rd Edition, by Fabozzi, Modigliani, Jones and Ferri (Prentice-Hall, 2003).

[10] Financial Press:
I. Economic Times , www.economictimes.com
II. The Wall Street Journal, www.wsj.com
III. The Economist, www.economist.com
IV. Financial Times, www.ft.com
[10] Internet resources and other sources as intimated to you from time to time.


Tentative session plan
SessionTopics to be coveredChapter(s)
1,2,3,· Mutual Funds
      Relevant portions of M Y Khan
4,5,6· Venture capital funds, Private equity and Hedge Funds
--- do----
7,8· Factoring
· Forfaiting
--- do----
9,10,11,12· Credit Rating Agencies
· Merchant/Investment banking
· Stock Broking
· Custodian and depository services
· Bill Discounting
--- do----
13,14,15· Leasing, Hire Purchase


5. Evaluation : The evaluation process is divided into three components.

I. Quiz: (40%): There will be a two quizzes of weightage 20% each.
II. Assignment:/Class Participation (20%)
III. End term : ( 40% )



6. Academic Integrity: Students involved in academic dishonesty will receive a ZERO grade on the particular component in which the violation occurred. Academic dishonesty consists of misrepresentation by deception or by other fraudulent means such as copying or use of unauthorized aids in tests, talking during in-class examinations; aiding another student’s dishonesty; and giving false information for the purpose of gaining credits.

Created By: Debasis Mohanty on 08/02/2012 at 05:09 PM
Category: ExPGP-III Doctype: Document

...........................